Proposed DoL Fiduciary Rules to be Key Topic for Discussion at the 2015 BPAS Partner Conference
Proposed DoL Fiduciary Rules are to be a key topic for discussion at the 2015 BPAS Partner Conference.
Abr 28, 2015
April 27, 2015- CHARLOTTE, NC — Last week, the Department of Labor (DoL) released a 120-page proposal aimed at redefining who is (and isn’t) a “fiduciary” of an employee benefit plan...
Read moreFiduciary Responsibility in The Supreme Court’s Spotlight
Fiduciary responsibility is now being looked at by The Supreme Court more than ever. Read this article to understand more on this topic.
Mar 09, 2015
The role of Plan Fiduciary is a critical one for Registered Investment Advisors and Corporate Trustees – entailing great responsibility when these firms help clients select and maintain their Plan’s investment...
Read moreAudit Jeopardy!
Audit Jeopardy! Plan sponsors are playing it, often unknowingly, when they fail to timely file complete and accurate Form 5500’s required for their qualified retirement plans.
Ago 22, 2014
I’ll take “Odd Pairs” for $1,000, Alex. Form 5500 and disgruntled employees. What are the two most frequent triggers of a DOL audit? Audit Jeopardy! Plan sponsors are playing it, often...
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